NISM XA

 

Investment Advisor (Level 1)

 

 

 

 

 

 

 

 

NISM XB

 

Investment Advisor (Level 2)

 

 

 

 

 

 

 

 

NISM XV

 

Research Analyst

 

 

 

 

 

 

 

 

NISM VIII

 

Equity Derivative

 

 

 

 

 

 

 

 

NISM VA

​Mutual Fund Distributors

CONTENTS


CHAPTER 1: INTRODUCTION TO INDIAN FINANCIAL MARKETS 
CHAPTER 2: SECURITIES MARKET SEGMENTS
CHAPTER 3: MUTUAL FUNDS
CHAPTER 4: INVESTMENT PRODUCTS 
CHAPTER 5: MANAGING INVESTMENT RISK 

CHAPTER 6: MEASURING INVESTMENT RETURNS

CHAPTER 7: CONCEPT OF FINANCIAL PLANNING

CHAPTER 8: ASSET ALLOCATION AND INVESTMENT STRATEGIES

CHAPTER 9: INSURANCE PLANNING

CHAPTER 10: RETIREMENT PLANNING

CHAPTER 11: TAX AND ESTATE PLANNING

CHAPTER 12: REGULATORY ENVIRONMENT AND ETHICAL ISSUES

DURATION : 30 To 45 DAYS

FEES : RS 10000

CONTENTS


CHAPTER 1: UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE 
CHAPTER 2: KNOWING OPERATIONAL ASPECTS OF FINANCIAL TRANSACTIONS
CHAPTER 3: PERSONAL FINANCIAL PLANNING
CHAPTER 4: COMPREHENSIVE FINANCIAL PLANNING 
CHAPTER 5: PRODUCT ANALYSIS AND SELECTION 

CHAPTER 6: REGULATORY AND COMPLIANCE ASPECTS

CHAPTER 7: CASE STUDIES IN COMPREHENSIVE FINANCIAL ADVICE

DURATION : 30 To 45 DAYS

FEES : RS 10000

CONTENTS


CHAPTER 1: INTRODUCTION TO RESEARCH ANALYST PROFESSION 
CHAPTER 2: INTRODUCTION TO SECURITIES MARKET
CHAPTER 3: TERMINOLOGY IN EQUITY AND DEBT MARKETS
CHAPTER 4: FUNDAMENTALS OF RESEARCH
CHAPTER 5: ECONOMIC ANALYSIS

CHAPTER 6: INDUSTRY ANALYSIS

CHAPTER 7: COMPANY ANALYSIS – QUALITATIVE DIMENSIONS

CHAPTER 8: COMPANY ANALYSIS – QUANTITATIVE DIMENSIONS

CHAPTER 9: CORPORATE ACTIONS

CHAPTER 10: VALUATION PRINCIPLES

CHAPTER 11: FUNDAMENTALS OF RISK AND RETURN

CHAPTER 12: QUALITIES OF A GOOD RESEARCH REPORT

CHAPTER 13: LEGAL AND REGULATORY ENVIRONMENT

DURATION : 30 TO 45 DAYS

FEES : RS 10000

CONTENTS


CHAPTER 1: Basics of Derivatives
CHAPTER 2: Understanding Index
CHAPTER 3: Introduction to Forwards and Futures
CHAPTER 4: Introduction to Options
CHAPTER 5: Option Trading Strategies

CHAPTER 6: Introduction to Trading Systems

CHAPTER 7: Introduction to Clearing and Settlement System

CHAPTER 8: Legal and Regulatory Environment

CHAPTER 9: Accounting and Taxation

CHAPTER 10: Sales Practices and Investors Protection Services

DURATION : 30 TO 45 DAYS

FEES : RS 10000

CONTENTS


CHAPTER 1: Investment Landscape
CHAPTER 2: Concept & Role of a Mutual Fund
CHAPTER 3: Legal Structure of Mutual Funds in India
CHAPTER 4: Legal and Regulatory Framework
CHAPTER 5: Scheme Related Information

CHAPTER 6: Fund Distribution and Channel Management 

CHAPTER 7: Net Asset Value, Total Expense Ratio and Pricing of Units

CHAPTER 8:  Taxation

CHAPTER 9:  Investor Services

CHAPTER 10: Risk, Return and Performance of funds

CHAPTER 11: Mutual Fund Scheme Performance

CHAPTER 12: Mutual Fund Scheme Selection

DURATION : 30 TO 45 DAYS 

FEES : RS 10000